Links to financial reporting-related enforcement actions, notices and orders pertaining to the institution and/or settlement of administrative procedures, as well as civil cases filed by the Commission in federal court, are included in the list below. This list is not intended to be an exhaustive listing of all the actions that fit under this category; rather, it merely highlights a few of them.
Second Quarter | First Quarter
| File No. | Date | Details |
|---|---|---|
| Second Quarter | ||
| AAER-4406 | May 11, 2023 |
Koninklijke Philips N.V. Other Release No.: 34-97479 |
| AAER-4405 | May 1, 2023 |
Alan J. Markowitz, CPA (Order) Other Release No.: 34-97414 |
| First Quarter | ||
| AAER-4406 | May 11, 2023 |
Koninklijke Philips N.V. Other Release No.: 34-97479 |
| AAER-4405 | May 1, 2023 |
Alan J. Markowitz, CPA (Order) Other Release No.: 34-97414 |